Compliance evidence · TSP-verified certificates

03 Expert

Anti-Money Laundering Act — Expert · MLRO and AML owner

For MLROs, AML owners and compliance officers. Risk-based methodology, real-time monitoring, suspicious transaction reporting to the Norwegian FIU and international sanctions screening. Requires AML — Pro.

The top level in the AML track. We go deep on FATF-based methodology, Norwegian FSA guidance, transaction monitoring, report quality and sanctions screening.

Content

Risk-based AML programme

Business and customer risk according to FATF.

  • Enterprise risk assessment — methodology
    10 min
  • Customer-level risk and EDD triggers
    10 min
  • PEP handling in groups and sub-providers
    10 min
  • Quiz: Risk-based AML programme
    5 min
  • Reflection: AML in your organisation
    10 min

Transaction monitoring

Rule- and ML-based systems plus a typology library.

  • Rules-based vs. ML-based systems
    10 min
  • False-positive handling and analyst efficiency
    10 min
  • Typology library and industry sharing
    10 min
  • Quiz: Transaction monitoring
    5 min

Reporting and cooperation with supervisors

Report quality, sanctions screening and Norwegian FSA audits.

  • MT-report to Økokrim — quality over quantity
    10 min
  • Sanctions screening in complex structures
    10 min
  • Finanstilsynet inspection — preparation
    10 min
  • Quiz: Reporting and cooperation with supervisors
    5 min